Cleveland Capital Management is a registered investment advisor based in Rocky River, Ohio, providing discretionary and non-discretionary investment advisory services. The firm primarily serves private investment funds and separately managed accounts for institutional and sophisticated investors. Cleveland Capital Management focuses its investment strategy on small and micro-capitalization public and private equity securities, alongside credit strategies involving loans to private companies via senior secured credit facilities. The firm relies on fundamental value research, employing buy-and-hold strategies, option strategies, short sales, and leverage. Cleveland Capital Management manages approximately $200 million in client assets across private funds and accounts. The firm charges asset-based investment management fees as well as performance-based compensation for certain pooled investment vehicles. Cleveland Capital Management does not tailor its advisory services to individual client needs and generally limits investments to specific asset classes.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Rate applies to pooled investment vehicle investors. Separately managed account fees and performance-based fees (ranging from 10% to 20% of capital appreciation) are separately negotiated.