Occidental Wealth is a registered investment advisor organized as a limited liability company in Virginia. The registered investment advisor provides discretionary investment management services on a continuous basis through separately managed accounts. Occidental Wealth tailors its services to each client's investment objectives, risk tolerance, and financial circumstances. The registered investment advisor employs top-down investment analysis and focuses on capital preservation strategies as well as growth and equity-oriented strategies, which may include options and derivatives. The registered investment advisor currently offers services only to clients who are eligible to enter into performance-based fee arrangements under applicable law. Occidental Wealth does not manage client assets through wrap fee programs and does not sell securities or investment products for third-party compensation.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Annual management fees range from 0.50% to 1.50% of assets under management. The registered investment advisor also charges performance-based fees of up to 20% of net profits above a high-water mark for eligible clients. Fees are negotiable at the registered investment advisor's discretion.