Three Dots Advisory LLC is a New York-registered investment advisor founded and wholly owned by Yuheng (Alan) Fu, a Chartered Financial Analyst. The firm offers discretionary investment management services through separately managed accounts held at Interactive Brokers. Clients can choose between two primary management styles: an active strategy utilizing technical and fundamental analysis alongside options strategies, or a passive index-enhancement strategy tied to S&P 500 exchange-traded funds. Additionally, the firm offers hourly investment consulting on a non-discretionary basis. Three Dots Advisory tailors its services to each client's individual needs and risk tolerance while maintaining strict discretion over trading decisions once an agreement is established.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
Management fee is 0.25% per quarter (1.00% annually) of average daily net asset value. Certain active accounts are also subject to a 20% performance fee on net profits for qualified clients. All fees are negotiable.