Sequel Capital Management offers customized wealth management services that combine ongoing investment management with comprehensive financial planning. Sequel Capital Management builds personalized portfolios using individual stocks and bonds, mutual funds, exchange-traded funds, and options contracts based on each client's specific goals, time horizon, and risk tolerance. The firm operates as a registered investment advisor and acts as a legal fiduciary, meaning they are legally required to act in your best interest. Sequel Capital Management works primarily with individuals, high net worth individuals, trusts, and estates, and generally does not impose a minimum portfolio size to open an account.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Fees are negotiable at the sole discretion of Sequel Capital Management.