Private Portfolio, Inc. operates as both a registered investment advisor and a securities broker-dealer, offering investment management and portfolio monitoring services to individual investors, high net worth individuals, and international investors. Founded in 1994, Private Portfolio tailors its investment strategies to meet each client's specific objectives and risk tolerance using fundamental and technical analysis. The firm maintains close relationships with its clients and clears its trades through Pershing LLC. In addition to investment advisory services, advisors at Private Portfolio may act as registered representatives of the broker-dealer, meaning they can earn commissions on the sale of securities or mutual fund products alongside advisory fees.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are negotiable or discounted at the firm's discretion. Older client relationships may be on different fee schedules.