RJJ Pasadena Securities, Inc. has been operating as a registered investment advisor since 2005. The firm provides customized discretionary investment management services on a continuous basis, tailored to each client's specific financial goals, objectives, and risk tolerance. RJJ Pasadena Securities manages separately managed accounts held at independent third-party custodians, primarily Charles Schwab & Co., Inc. The firm's investment strategy focuses on equities, fixed income securities, mutual funds, options contracts, and exchange-traded funds, utilizing both technical and fundamental analysis alongside long-term and short-term purchase strategies. Additionally, the firm offers participant account management for held-away assets such as retirement accounts through a third-party platform. RJJ Pasadena Securities also sponsors a wrap fee program where clients pay a single bundled fee covering management, administrative, custodial, and certain transaction costs.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $750K | 2.00% |
| $750K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Fees are calculated using average daily balance and billed quarterly in advance. Alternative fee schedules apply for wrap accounts including options (ranging from 3.00% down to 2.00%). Fees may be negotiated in special circumstances.