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James Myatt

Stifel, Nicolaus & Company, Incorporated
45 Years of Experience
Waco, TX
1 DisclosureBroker
View SEC Summary
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James Myatt is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Waco, TX, with 45 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 West Highway 6, Suite 3, Waco, TX, 76712

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is involved in several outside business activities. He is an owner/managing partner of Philnick Properties, a family farming business, a board member and treasurer for WISD Education Foundation, and a manager for Steve Myatt LLC, which purchases raw land.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2016 - Present · 10 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
August 2008 - October 2016 · 8 yrs 2 mos
Wells Fargo Advisors, LLC
August 2008 - October 2016 · 8 yrs 2 mos
UBS Financial Services INC.Broker
January 1991 - September 2008 · 17 yrs 8 mos
UBS Financial Services INC.
January 1991 - September 2008 · 17 yrs 8 mos
Rotan Mosle INC.Broker
April 1990 - January 1991 · 9 mos
Painewebber IncorporatedBroker
March 1990 - April 1990 · 1 mo
Shearson Lehman Hutton INC.Broker
May 1988 - April 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
July 1981 - May 1988 · 6 yrs 10 mos
State Registrations15 states
ALARCACOFLMOMSMTNCNMNVOKSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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