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Mohammed Ansari

Raymond James Financial Services Advisors, INC
24 Years of Experience
Boca Raton, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Mohammed Ansari is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boca Raton, FL, with 24 years of industry experience. Mohammed is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 East Yamato Road, Boca Raton, FL, 33431

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2002
Final
Regulatory
February 2001
Final
Customer Dispute
December 1998
Closed-No Action
Customer Dispute
February 1998
Denied
Regulatory
December 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mohammed is involved with several outside business activities. He is a board member, chair, CEO, and founder of Ansari Foundation, a charitable organization, and owns Experito Forensics Inc., an accounting and consulting firm that is also a licensed insurance agency.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2021 - Present · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services, INC.
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Marcum Wealth, LLC
May 2021 - September 2021 · 4 mos
Raymond James Financial Services Advisors, INC
June 2020 - April 2021 · 10 mos
Doyens Capital Management INC.
March 2017 - July 2020 · 3 yrs 4 mos
Salomon Grey Financial CorporationBroker
April 2002 - September 2002 · 5 mos
Corporate Securities Group, INC.Broker
September 1995 - November 1998 · 3 yrs 2 mos
Allied Investment Services, INC.Broker
July 1995 - September 1995 · 2 mos
Metropolitan Life Insurance CompanyBroker
January 1991 - July 1995 · 4 yrs 6 mos
Metlife Securities INC.Broker
January 1991 - July 1995 · 4 yrs 6 mos
Dean Witter Reynolds INC.Broker
December 1988 - September 1990 · 1 yr 9 mos
First Atlantic Investment CORP.Broker
October 1988 - December 1988 · 2 mos
Oppenheimer & CO., INC.Broker
September 1986 - May 1988 · 1 yr 8 mos
Wall Street Financial INC.Broker
September 1984 - December 1984 · 3 mos
John Hancock Distributors, INC.Broker
October 1981 - November 1984 · 3 yrs 1 mo
State Registrations6 states
FLILMAMINCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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