Arthur Rottenstein
Arthur Rottenstein is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
301 Yamato Road, Suite 3160, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1988Other Business Activities
Arthur owns rental real estate and dedicates minimal time to it. He also owns Arthur Rottenstein, LLC and is an officer of Boca Raton Financial Planners, both requiring minimal time and used for support or website purposes.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
American Investment Services, INC.Broker
First Security Investments, INC.Broker
PCM Securities Limited, L.P.Broker
Yankee Financial Group, INC.Broker
Prudential-Bache Securities INC.Broker
Thomson Mckinnon Securities INC.Broker
Painewebber IncorporatedBroker
David Lerner Associates, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.