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Philip Taylor

Taylor Advisory Group
43 Years of Experience
Scottsdale, AZ
2 DisclosuresSells Insurance
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Philip Taylor is a registered investment advisor at Taylor Advisory Group, based in Scottsdale, AZ, with 43 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 60 clients with $95M in assets under management.

Taylor Advisory Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
60 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$95.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees range from 0.75% to 2.00% depending on the size and complexity of the relationship. Larger relationships are often charged a lower fee within that range.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Scottsdale, AZ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1999
Denied
Customer Dispute
November 1997
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Philip works full-time for Taylor Advisory Group LLC, an investment advisory business. He also spends a few hours per week selling life insurance and fixed annuities through Stornetta Insurance Agency.

Employment History
Current Registrations
Taylor Advisory Group
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Whitehall-Parker Securities, INC.Broker
January 2016 - December 2021 · 5 yrs 11 mos
One Source Health & Wealth Management
December 2015 - August 2017 · 1 yr 8 mos
First Financial Equity CorporationBroker
January 2012 - December 2015 · 3 yrs 11 mos
First Financial Equity Corporation
January 2012 - December 2015 · 3 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
November 2011 - January 2012 · 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2011 - January 2012 · 2 mos
Stone & Youngberg LLCBroker
July 2006 - November 2011 · 5 yrs 4 mos
Stone & Youngberg LLC
July 2006 - November 2011 · 5 yrs 4 mos
Quick & Reilly, INC.
November 2002 - August 2004 · 1 yr 9 mos
Robertson Stephens, INC.Broker
July 2002 - September 2002 · 2 mos
Quick & Reilly, INC.Broker
April 2001 - August 2004 · 3 yrs 4 mos
First Union Securities, INC.Broker
January 1997 - April 2001 · 4 yrs 3 mos
Painewebber IncorporatedBroker
July 1992 - January 1997 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
October 1983 - July 1992 · 8 yrs 9 mos
E. F. Hutton & Company INCBroker
July 1981 - October 1983 · 2 yrs 3 mos
State Registrations2 states
AZCA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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