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Kenneth Brandenburg

43 Years of Experience
Atlanta, GA
11 DisclosuresBrokerSells Insurance

Kenneth Brandenburg is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 43 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

3330 Cumberland Blvd, Suite 500, Atlanta, GA, 30339

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2019
Judgment / Lien
September 2018
Judgment / Lien
January 2018
Judgment / Lien
August 2017
Judgment / Lien
March 2016
Judgment / Lien
August 2015
Judgment / Lien
June 2015
Judgment / Lien
September 2011
Criminal
July 2003
Final Disposition
Regulatory
October 2002
Final
Criminal
April 2002
Final Disposition
Other Business ActivitiesSells Insurance

Kenneth is appointed with multiple insurance carriers as an agent, determining need and suitability for insurance products, dedicating minimal time. He is also the president and a financial advisor at Brandenburg Wealth Advisors, managing and servicing investor investment accounts full-time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 9 mos
Osaic Wealth, INC.
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Triad Advisors, LLC
December 2021 - August 2024 · 2 yrs 8 mos
Ashworth Sullivan Wealth Advisors LLC
January 2011 - January 2022 · 11 yrs
Triad Advisors LLCBroker
April 2010 - August 2024 · 14 yrs 4 mos
Ameriprise Financial Services, INC.
March 2007 - December 2009 · 2 yrs 9 mos
Ameriprise Financial Services, INC.Broker
March 2007 - December 2009 · 2 yrs 9 mos
Summit Brokerage Services, INC.Broker
July 2006 - August 2006 · 1 mo
Summit Brokerage Services, INC.Broker
March 2004 - July 2006 · 2 yrs 4 mos
Summit Financial Group INC
February 2004 - July 2006 · 2 yrs 5 mos
Citigroup Global Markets INC.
September 2002 - June 2003 · 9 mos
Citigroup Global Markets INC.Broker
September 2002 - June 2003 · 9 mos
UBS Painewebber INC.Broker
January 1995 - October 2002 · 7 yrs 9 mos
UBS Painewebber INC.
January 1995 - October 2002 · 7 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1989 - January 1995 · 5 yrs 11 mos
Dean Witter Reynolds INC.Broker
July 1981 - March 1989 · 7 yrs 8 mos
State Registrations4 states
FLGAMSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Brandenburg - Financial Advisor | TrueAdvisor