Stephen Ip
Stephen Ip is a registered investment advisor at Osaic Wealth, INC., based in Sugar Land, TX, with 43 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
800 Bonaventure Way, Unit 124, Sugar Land, TX, 77479
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Stephen offers health and traditional life insurance, as well as fixed and indexed annuities, dedicating minimal time to this activity. He is also a notary public and owns S&K Legacy LLC for rental property acquisition and management, spending a few hours per week on this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fs, INC.
Osaic Fs, INC.Broker
Proequities, INC.Broker
Sunpoint Securities, INC.Broker
H.D. Vest Investment Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco Financial Group, INC.Broker
Radford Capital CorporationBroker
Lowry Financial Services CorporationBroker
F.A. Schultz & Company INC.Broker
Cardell & Associates, IncorporatedBroker
Fdi Securities, INC.Broker
First Investors CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.