WH
CFP
WH
CFP
William Harris
20 Years of Experience
Sugar Land, TX
1 DisclosureBroker
William Harris is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Sugar Land, TX, with 20 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2430 Highway 6, Sugar Land, TX, 77478
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2013Withdrawn
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
February 2009 - October 2012 · 3 yrs 8 mos
Chase Investment Services CORP.Broker
November 2005 - October 2012 · 6 yrs 11 mos
State Registrations13 states
ALCACOFLILINKSMONENVNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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