Joseph Moceri
Joseph Moceri is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rochester, MI, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
321 East 2nd Street, 1st & 2nd Floor, Rochester, MI, 48307
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
Joseph is a past commodore and ex-official member of the board of directors at North Star Sail Club since 2007. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
E. F. Hutton & Company INCBroker
Ids Marketing CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.