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Robert Rubarth

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
Rochester, MI
2 DisclosuresBroker
View SEC Summary
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Robert Rubarth is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rochester, MI, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

321 East 2nd Street, 1st & 2nd Floor, Rochester, MI, 48307

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2019
Final
Employment Separation After Allegations
October 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
November 2018 - Present · 7 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.
October 2012 - November 2018 · 6 yrs 1 mo
Raymond James & Associates, INC.Broker
October 2012 - November 2018 · 6 yrs 1 mo
Ameriprise Financial Services, INC.
October 2009 - October 2012 · 3 yrs
Ameriprise Financial Services, INC.Broker
October 2009 - October 2012 · 3 yrs
Ameriprise Advisor Services, INC.
June 2007 - October 2009 · 2 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
August 1994 - October 2009 · 15 yrs 2 mos
Equico Securities, INC.Broker
February 1993 - January 1994 · 11 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1993 - January 1994 · 11 mos
State Registrations16 states
ALARAZCACOFLIAILINMIMONCNJNMOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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