Roy Manriquez
Roy Manriquez is a registered investment advisor at LPL Financial LLC, based in Los Gatos, CA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
236 N Santa Cruz Ave Ste 203, Los Gatos, CA, 95030
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2013Customer Dispute
September 1999Customer Dispute
November 1998Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Perigon Wealth Management, LLC
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.