Steven Chang
Steven Chang is a registered investment advisor at LPL Financial LLC, based in Los Gatos, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14103 Winchester Blvd Ste G, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2009Customer Dispute
February 2007Other Business ActivitiesSells Insurance
Steven works as an insurance agent selling non-variable insurance products since 2015. This activity takes about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Beacon Pointe Wealth Advisors, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.