Eugene Smith
Eugene Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Goldsboro, NC, with 44 years of industry experience. Eugene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
311 E Walnut St, Goldsboro, NC, 27530
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2008Customer Dispute
April 2004Other Business ActivitiesSells Insurance
Eugene is the owner of Pate & Smith Investment Group, which operates as a DBA for insurance and securities, taking nearly full-time. He also works as an independent insurance agent selling fixed insurance products, dedicating about 10-20% of his time, and owns two rental properties, spending minimal time on these.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Pw Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.