Voya Financial Advisors, Inc. is a dually registered investment adviser and broker-dealer that offers a broad range of financial services to individuals, retirement plan participants, and institutions. Through its network of investment adviser representatives, Voya Financial Advisors provides non-discretionary and discretionary portfolio management, wrap fee programs (including Unified Managed Account programs), third-party money manager programs, and retirement plan advisory services in partnership with affiliates like Voya Retirement Advisors and Morningstar. Additionally, Voya Financial Advisors offers individual and specialty financial planning services addressing cash flow, budgeting, retirement, tax strategies, estate planning, and insurance review on a one-time or ongoing basis. The firm provides products from various product sponsors through its approved product shelf and Product Partners Program.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.75% |
| $500K - $1.0M | 2.50% |
| $1.0M - $2.0M | 2.35% |
| $2.0M - $5.0M | 2.10% |
| $5.0M - $10.0M | 2.05% |
| $10M+ | 2.00% |
Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.