LM
LM
Laurel Markley
42 Years of Experience
Cincinnati, OH
3 DisclosuresBroker
Laurel Markley is a registered investment advisor at Raymond James & Associates, INC., based in Cincinnati, OH, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
201 East Fifth Street, Suite 2500, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011Denied
Customer Dispute
July 2009Denied
Customer Dispute
October 2005Denied
Other Business Activities
Laurel is a managing partner of Markley Family LTD Partnership since 2020. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.
May 2017 - July 2019 · 2 yrs 2 mos
Ameriprise Financial Services, INC.Broker
May 2017 - July 2019 · 2 yrs 2 mos
Fifth Third Securities, INC.
June 2005 - April 2017 · 11 yrs 10 mos
Fifth Third Securities, INC.Broker
March 2005 - April 2017 · 12 yrs 1 mo
Banc One Securities Corporation
July 1997 - March 2005 · 7 yrs 8 mos
Banc One Securities CorporationBroker
February 1997 - March 2005 · 8 yrs 1 mo
Countrywide Investments, INC.Broker
October 1993 - October 1995 · 2 yrs
Provident Securities & Investment CompanyBroker
October 1985 - August 1993 · 7 yrs 10 mos
Robert H. Leshner & CO., INC.Broker
January 1982 - September 1985 · 3 yrs 8 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.