JC
JC
John Cassin
14 Years of Experience
Cincinnati, OH
1 DisclosureBroker
John Cassin is a registered investment advisor at Raymond James & Associates, INC., based in Cincinnati, OH, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
201 East Fifth Street, Suite 2500, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2019Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2011 - February 2013 · 1 yr 8 mos
Morgan Keegan & Company, INC.Broker
April 2011 - February 2013 · 1 yr 10 mos
State Registrations22 states
AKCACOCTFLGAILINKYMDMIMNMONCNDNYOHPATNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.