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Nancy Mullally

Alamo Capital
44 Years of Experience
Chicago, IL
Broker
View SEC Summary
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Nancy Mullally is a registered investment advisor at Alamo Capital, based in Chicago, IL, with 44 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning.

Alamo Capital
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$103.6M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Alamo Capital charges a percentage of the value of your investments each year. The percentage decreases as the amount you invest increases. Different rates apply to equity/fixed income versus cash/money market accounts. Fees may be negotiable.

Equity/Fixed Income:

  • $50,000 - $249,999: 1.45%
  • $250,000 - $1,999,999: 1.25%
  • $2,000,000 - $2,999,999: 1.00%
  • $3,000,000 - $3,999,999: 0.50%
  • $4,000,000 - $4,999,999: 0.40%
  • $5,000,000 - $14,999,999: 0.35%
  • $15,000,000 and up: 0.25%

Cash/Money Market:

  • $50,000 - $249,999: 1.00%
  • $250,000 - $1,999,999: 0.75%
  • $2,000,000 - $2,999,999: 0.55%
  • $3,000,000 - $3,999,999: 0.45%
  • $4,000,000 - $4,999,999: 0.35%
  • $5,000,000 - $14,999,999: 0.30%
  • $15,000,000 and up: 0.20%
View Full SEC Brochure

Location

150 S Wacker, Ste 2400, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nancy is the CFO of Alamo Advertising Group, a non-investment related activity. This requires a few hours per week.

Employment History
Current Registrations
Alamo Capital
November 1998 - Present · 27 yrs 11 mos
Alamo CapitalBroker
June 1990 - Present · 36 yrs 4 mos
Previous Registrations
Westhoff, Cone & HolmstedtBroker
January 1990 - July 2013 · 23 yrs 6 mos
Darnall, Kemna & CO., INC.Broker
December 1987 - February 1990 · 2 yrs 2 mos
First California Regional Securities, INC.Broker
November 1985 - March 1987 · 1 yr 4 mos
Thomas F. White & CO., IncorporatedBroker
July 1985 - November 1985 · 4 mos
Dean Witter Reynolds INC.Broker
October 1982 - July 1985 · 2 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
December 1981 - November 1982 · 11 mos
State Registrations3 states
CACOIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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