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ChFC

James Celico

LPL Financial LLC
44 Years of Experience
North Kingstown, RI
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Celico is a ChFC-designated registered investment advisor at LPL Financial LLC, based in North Kingstown, RI, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

North Kingstown, RI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is an independent insurance agent selling term, disability, and long-term care insurance products since 2003. He also occasionally sells life, disability, and long-term care insurance.

Employment History
Current Registrations
LPL Financial LLC
May 2006 - Present · 20 yrs 5 mos
LPL Financial LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Sunamerica Securities, INC.Broker
June 1989 - July 2003 · 14 yrs 1 mo
G. R. Phelps & CO., INC.Broker
August 1988 - October 1990 · 2 yrs 2 mos
Southmark Financial Services, INC.Broker
August 1988 - June 1989 · 10 mos
New England Securities CorporationBroker
January 1986 - August 1988 · 2 yrs 7 mos
Connecticut Mutual Financial Services, INC.Broker
December 1983 - January 1986 · 2 yrs 1 mo
Pruco Securities CorporationBroker
February 1982 - December 1983 · 1 yr 10 mos
The Prudential Insurance Company of AmericaBroker
December 1981 - December 1983 · 2 yrs
State Registrations11 states
CTFLMAMEMTNHNYPARISCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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