TrueAdvisor
TrueAdvisor
PP
CFP · ChFC
PP
CFP · ChFC

Paul Palma

Ameriprise Financial Services, LLC
29 Years of Experience
North Kingstown, RI
Broker
View SEC Summary
View SEC Summary

Paul Palma is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in North Kingstown, RI, with 29 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1130 Ten Rod Rd, Ste D203, North Kingstown, RI, 02852-4180

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Paul owns PJD Inc, which is used to pay himself and associated bills from his Ameriprise Financial practice. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 1997 - Present · 29 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 1997 - Present · 29 yrs 7 mos
Ameriprise Financial Services, LLC
February 1997 - Present · 29 yrs 8 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1997 - July 2006 · 9 yrs 4 mos
State Registrations18 states
CACTFLHIIAMAMDMENCNHNJNYOHPARISCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in North Kingstown, RI →All financial advisors in Rhode Island →