GK
GK

George Kovka

43 Years of Experience
Southington, CT
1 DisclosureBrokerSells Insurance

George Kovka is a registered investment advisor at LPL Financial LLC, based in Southington, CT, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Southington, CT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
Other Business ActivitiesSells Insurance

George owns rental real estate and is involved with Barbara Butler Artist Builder Inc, focusing on marketing. He also operates under NVB Insurance/Kovka Associates, selling non-variable insurance, and is a notary for the state of CT, dedicating minimal time to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Securities America Advisors, INC.
November 2017 - February 2023 · 5 yrs 3 mos
Securities America, INC.Broker
November 2017 - February 2023 · 5 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2006 - November 2017 · 11 yrs
National Planning CorporationBroker
March 2006 - November 2017 · 11 yrs 8 mos
Jefferson Pilot Securities CorporationBroker
July 2000 - April 2006 · 5 yrs 9 mos
Polaris Financial Services, INC.Broker
September 1998 - July 2000 · 1 yr 10 mos
Nathan & Lewis Securities, INC.Broker
February 1998 - October 1998 · 8 mos
Nathan & Lewis Securities, INC.Broker
January 1992 - September 1997 · 5 yrs 8 mos
Travelers Equities Sales, INC.Broker
May 1982 - January 1992 · 9 yrs 8 mos
State Registrations5 states
CACTFLPARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Kovka - Financial Advisor | TrueAdvisor