Kathleen Jackson
Kathleen Jackson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Littleton, CO, with 30 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
Littleton, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is an adjunct faculty member at Cannon Financial Institute, spending about 10-20% of her time training sales, sales management, and designing curriculum. She may also earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products and serves as Treasurer for Aging Resources of Douglas County, dedicating minimal time to this role.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Woodbury Financial Services, INC.Broker
B. C. Ziegler and CompanyBroker
Sterling Investment Services, INC.Broker
Mesirow Financial, INC.Broker
Pfpc Distributors, INC.Broker
First Chicago Nbd Investment Services, INC.Broker
Green Hill Financial Service CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.