Raymond Nepa
Raymond Nepa is a registered investment advisor at UBS Financial Services INC., based in Pittsburgh, PA, with 44 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
600 Grant StreetSuite 4650, Pittsburgh, PA, 15219
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2000Regulatory
May 1989Other Business Activities
Raymond is a member of the board of directors for Duquesne University's CFP program, advising and reviewing the educational program since 2012.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
Richards, Lynch & Pegher, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeffrey Lowden, CFPUBS Financial Services INC.
- Donald HealyUBS Financial Services INC.
- Tami CaleUBS Financial Services INC.
- Stephen McgallaUBS Financial Services INC.
- Christine MulkerrinUBS Financial Services INC.
- James Lowden, CFPUBS Financial Services INC.