Thomas Finnegan
Thomas Finnegan is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in New York, NY, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
675 Third Ave, Suite 920, New York, NY, 10017
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Regulatory History (1)
Customer Dispute
September 2020Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including insurance-related roles with Crump Insurance/Life, Finnegan Planning Inc (handling insurance, life, and health), Backnine Insurance (an insurance wholesaler), and as an agent for various insurance companies providing life insurance and fixed annuities. He also has roles in advisory services, lead generation, food service, building monitoring, marketing, and sales software, dedicating varying amounts of time to each.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Signator Investors, INC.Broker
North Ridge Securities CORP.Broker
Ifg Network Securities, INC.Broker
Derand/pennington/bass, INC.Broker
Mesa Securities CorporationBroker
First Investors CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.