Timothy Rose
Timothy Rose is a registered investment advisor at T. Rose & Associates, INC., based in Mendota, MN, with 9 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
T. Rose & Associates charges a fee based on the value of your account and the investment strategy used. More complex strategies have higher fees. The fees are charged quarterly in advance and are negotiable based on the size of the account and the strategy.
- Aggressive Equity hedged strategy: 3.00% per year
- Equity/Balanced accounts: 1.50-2.00% per year
- Fixed income: 0.75% per year
Location
Mendota, MN
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2023Civil Bond
June 2012Other Business Activities
Timothy is involved with Second Derivative Capital LLC, a hedge fund investing primarily in investment securities.
Employment History
Current Registrations
T. Rose & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.