Timothy Rose
Timothy Rose is a registered investment advisor at T. Rose & Associates, INC., based in Mendota, MN, with 9 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 37 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual management fee is up to 2.00% for Equity/Balanced and Aggressive Equity Hedged strategies, and 0.75% for accounts invested exclusively in Fixed Income strategies. Fees may be negotiable.
Fee Estimator
Location
Mendota, MN
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2023Civil Bond
June 2012Other Business Activities
Timothy is involved with Second Derivative Capital LLC, a hedge fund investing primarily in investment securities.
Employment History
Current Registrations
T. Rose & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.