T. Rose & Associates is a registered investment advisor based in Sarasota, Florida, that has been in business since 1991. The firm provides discretionary investment management services, meaning T. Rose & Associates makes investment decisions and trades on your behalf without needing prior approval for every transaction. Portfolios typically consist of publicly traded stocks, bonds, options, and other investments tailored to your personal goals and risk tolerance. Financial planning and related consulting services are also provided as part of the firm's investment advisory services at no separate charge. Additionally, T. Rose & Associates manages a private investment fund called Second Derivative Capital LLC, which focuses on volatility and options-based strategies for qualified investors. The firm tailors its services to individuals, high-net-worth clients, trusts, estates, retirement plans, and businesses.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual management fee is up to 2.00% for Equity/Balanced and Aggressive Equity Hedged strategies, and 0.75% for accounts invested exclusively in Fixed Income strategies. Fees may be negotiable.