T. Rose & Associates, Inc. offers investment supervisory services, mainly focusing on publicly traded stocks, options, and bonds. They can customize their services based on a client's written investment policy. T. Rose & Associates also manages a private fund, Second Derivative Capital LLC, for accredited clients. The firm does not participate in wrap fee programs.
Assets Under Management$12M
Clients35
Advisors2
Avg. per Client$350K
Avg. per Advisor$6.2M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
T. Rose & Associates charges a fee based on the value of your account and the investment strategy used. More complex strategies have higher fees. The fees are charged quarterly in advance and are negotiable based on the size of the account and the strategy.
- Aggressive Equity hedged strategy: 3.00% per year
- Equity/Balanced accounts: 1.50-2.00% per year
- Fixed income: 0.75% per year
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