PD
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Patricia Dwyer
42 Years of Experience
Chicago, IL
1 DisclosureBroker
Patricia Dwyer is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
10 South Wacker Drive, Suite 2960, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
February 2007Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2016 - June 2023 · 7 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
April 2013 - June 2023 · 10 yrs 2 mos
RBC Capital Markets, LLCBroker
April 2012 - September 2012 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
August 2005 - June 2009 · 3 yrs 10 mos
Banc of America Investment Services, INC.Broker
August 2003 - July 2005 · 1 yr 11 mos
Lasalle St Securities, L.L.C.Broker
January 1995 - November 2002 · 7 yrs 10 mos
John Dawson & Associates, INC.Broker
May 1993 - June 1994 · 1 yr 1 mo
David A. Noyes & CompanyBroker
November 1990 - May 1993 · 2 yrs 6 mos
Malone & Associates, INC.Broker
July 1990 - October 1990 · 3 mos
D.R. Dwyer & CompanyBroker
August 1981 - May 1990 · 8 yrs 9 mos
State Registrations38 states
ARAZCACODEFLGAIAILINKSMAMDMEMIMNMTNCNENHNJNMNVNYOHOKPARISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.