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CFP

Robert Goshen

Wells Fargo Advisors
23 Years of Experience
Chicago, IL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Goshen is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 23 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

10 South Wacker Drive, Suite 2960, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2022
Final
Customer Dispute
January 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
April 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
September 2018 - April 2024 · 5 yrs 7 mos
Ameriprise Financial Services, LLCBroker
September 2018 - April 2024 · 5 yrs 7 mos
Morgan Stanley
January 2011 - September 2018 · 7 yrs 8 mos
Morgan StanleyBroker
January 2011 - September 2018 · 7 yrs 8 mos
Mesirow Financial Investment Management, INC.
September 2006 - January 2011 · 4 yrs 4 mos
Mesirow Financial, INC.
April 2003 - December 2009 · 6 yrs 8 mos
Mesirow Financial, INC.Broker
March 2003 - January 2011 · 7 yrs 10 mos
State Registrations10 states
CAFLILMOMTNJNVNYOKWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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