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Douglas Rees
44 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
Douglas Rees is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Salt Lake City, UT, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
6589 South 1300 East, Suite 150, Salt Lake City, UT, 84121
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2003Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2009 - Present · 16 yrs 7 mos
Raymond James Financial Services, INC.Broker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.
February 1999 - June 2009 · 10 yrs 4 mos
Citigroup Global Markets INC.Broker
December 1998 - June 2009 · 10 yrs 6 mos
Everen Securities, INC.Broker
September 1990 - December 1998 · 8 yrs 3 mos
Boettcher & Company, INC.Broker
August 1981 - September 1990 · 9 yrs 1 mo
State Registrations3 states
COUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.