John Dimpel
John Dimpel is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Salt Lake City, UT, with 32 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
3744 E Prospector Cir, Salt Lake City, UT, 84121
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2003Other Business Activities
John is a partner in Dimpel NDIC LLC, which owns rental real estate, dedicating a few hours per week to this activity. He is also the CEO of JJD & Associates Inc, his S corporation operating company, dedicating about half his time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Douglas ReesRaymond James Financial Services Advisors, INC
- Ryan Smith, CFPRaymond James Financial Services Advisors, INC
- Jeffrey SolomonRaymond James Financial Services Advisors, INC
- Cody Johnson, CFPRaymond James Financial Services Advisors, INC
- Amanda Simmons, CFPRaymond James Financial Services Advisors, INC
- William Anderson, CFPRaymond James Financial Services Advisors, INC