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Thomas Lynch

44 Years of Experience
Nashua, NH
1 DisclosureBroker

Thomas Lynch is a registered investment advisor at RBC Capital Markets, LLC, based in Nashua, NH, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

9 Trafalgar Square, Suite 200, Nashua, NH, 03063-1976

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Denied
Other Business Activities

Thomas serves on the board of directors for Salemhaven Nursing Home, a non-profit long-term care facility. He spends minimal time per week reviewing operations and supporting initiatives.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
June 2008 - Present · 17 yrs 11 mos
RBC Capital Markets, LLC
June 2008 - Present · 17 yrs 11 mos
RBC Capital Markets, LLC
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLC
January 2008 - June 2008 · 5 mos
Wachovia Securities, LLCBroker
January 2008 - June 2008 · 5 mos
A. G. Edwards & Sons, INC.
February 1998 - January 2008 · 9 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
April 1985 - January 2008 · 22 yrs 9 mos
First Albany CorporationBroker
June 1982 - March 1985 · 2 yrs 9 mos
Evans Llewellyn Securities, INC.Broker
August 1981 - March 1982 · 7 mos
State Registrations17 states
CACTDEFLILMAMDMEMINCNHNYSCTNVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Lynch - Financial Advisor | TrueAdvisor