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Susan Natsios

32 Years of Experience
Nashua, NH
1 DisclosureBroker

Susan Natsios is a registered investment advisor at RBC Capital Markets, LLC, based in Nashua, NH, with 32 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

9 Trafalgar Square, Suite 200, Nashua, NH, 03063-1976

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History

Regulatory History (1)
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Customer Dispute
March 2000
Closed-No Action
Employment History
Current Registrations
RBC Capital Markets, LLC
November 2010 - Present · 15 yrs 8 mos
RBC Capital Markets, LLC
November 2010 - Present · 15 yrs 8 mos
RBC Capital Markets, LLCBroker
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
Nrp Advisors, INC.
August 2008 - November 2010 · 2 yrs 3 mos
Nrp Financial, INC.Broker
July 2008 - November 2010 · 2 yrs 4 mos
Wachovia Securities, LLC
January 2008 - August 2008 · 7 mos
Wachovia Securities, LLCBroker
January 2008 - August 2008 · 7 mos
A. G. Edwards & Sons, INC.
September 2005 - January 2008 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
April 1997 - January 2008 · 10 yrs 9 mos
Tucker Anthony IncorporatedBroker
November 1993 - April 1997 · 3 yrs 5 mos
State Registrations4 states
FLMANCNH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.