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Paul Richardson

Calton & Associates, INC.
43 Years of Experience
Ocala, FL
1 DisclosureBroker
View SEC Summary
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Paul Richardson is a registered investment advisor at Calton & Associates, INC., based in Ocala, FL, with 43 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1333 SE 25th Loop, Suites 101, Ocala, FL, 34471

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2015
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Calton & Associates, INC.
August 2013 - Present · 13 yrs 2 mos
Calton & Associates, INC.
August 2013 - Present · 13 yrs 2 mos
Calton & Associates, INC.Broker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
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March 2013 - August 2013 · 5 mos
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September 2012 - August 2013 · 11 mos
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August 2012 - December 2012 · 4 mos
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February 2006 - February 2006 · 0 mos
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State Registrations40 states
ALAZCACOCTDCFLGAIAINKSKYLAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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