Jim Mui
Jim Mui is a CFP-designated registered investment advisor at Jkm Wealth Management INC, based in Boca Raton, FL, with 44 years of industry experience. Jim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 104 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable on a client-by-client basis depending on the size, complexity, and nature of the portfolio managed.
Fee Estimator
Location
5550 Glades Road, Suite 500, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jim is the managing member of Jim K. Mui LLC, an entity holding a business loan, with no business activities or operating hours. He is also an independent insurance agent since 1980, selling various insurance products and dedicating about 10-20% of his time to servicing insurance clients.
Employment History
Current Registrations
Jkm Wealth Management INC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Vantage Financial Services, INC.Broker
Prudential-Bache Securities INC.Broker
Descap Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.