Stephen Brown
Stephen Brown is a registered investment advisor at Wells Fargo Advisors, based in Bethel, ME, with 44 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Bethel, ME
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2016Other Business Activities
Stephen is a board member of the Taylor Woods Road Association, contracting maintenance work. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Thomson Mckinnon Securities INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.