David Casparian
David Casparian is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
465 E. Fir Ave Suite 105, Fresno, CA, 93720-2975
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2023Customer Dispute
September 2006Other Business Activities
David is a co-owner of a rental property since 1980. This investment-related activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Financial Network Investment Corporation
Cetera Advisor Networks LLCBroker
Arm Securities CorporationBroker
Waterhouse Securities, INC.Broker
Kennedy, Cabot & CO.Broker
Spear Insurance Services, INC.Broker
Jmc Investment Services, INC.Broker
Spear Insurance Services, INC.Broker
State Bond Sales CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.