DT
DT

Dirk Taylor

44 Years of Experience
Kerrville, TX
2 DisclosuresBroker

Dirk Taylor is a registered investment advisor at Wells Fargo Advisors, based in Kerrville, TX, with 44 years of industry experience. Dirk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

222 Sidney Baker St S, Kerrville, TX, 78028

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2009
Final
Employment Separation After Allegations
March 2007
Other Business Activities

Dirk owns rental property and is the executor for his brother's estate. These activities take a few hours per week and about 10-20% of his time, respectively.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
May 2007 - January 2011 · 3 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2007 - January 2011 · 3 yrs 8 mos
UBS Financial Services INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
UBS Financial Services INC.
September 2005 - April 2007 · 1 yr 7 mos
RBC Dain Rauscher INC.
March 1998 - October 2005 · 7 yrs 7 mos
RBC Dain Rauscher INC.Broker
March 1998 - October 2005 · 7 yrs 7 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
March 1997 - January 1998 · 10 mos
Painewebber IncorporatedBroker
May 1994 - April 1997 · 2 yrs 11 mos
Smith Barney INC.Broker
April 1990 - June 1994 · 4 yrs 2 mos
Shearson Lehman Hutton INC.Broker
April 1988 - May 1990 · 2 yrs 1 mo
E. F. Hutton & Company INCBroker
May 1983 - April 1988 · 4 yrs 11 mos
Fielder & Associates, INC.Broker
April 1982 - May 1983 · 1 yr 1 mo
Aul Equity Sales CORP.Broker
December 1981 - September 1982 · 9 mos
State Registrations27 states
ALARAZCACOFLHIILINKSLAMDMNMOMSMTNCNMNVOHPRTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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