David Brown
David Brown is a registered investment advisor at Truist Advisory Services, INC., based in Baltimore, MD, with 44 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124,359 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Truist Advisory Services (TAS) offers investment consulting services where fees are negotiable and can be a fixed dollar amount or a percentage of the client's assets. The fee is billed quarterly in arrears.
The AMC Advantage program charges an asset-based fee that includes client-related services, custodial, execution, and reporting services. This fee does not include portfolio management fees charged separately by the investment managers selected by the client. The Program Fees are negotiable and may differ from Client to Client. The Program Fee is billed quarterly in advance.
Location
120 E Baltimore St, Fl 24, Baltimore, MD, 21202
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2016Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Truist Investment Services, INC.
Previous Registrations
Suntrust Investment Services, INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Brown Advisory Securities, LLC
Brown Advisory Securities, LLCBroker
Brown Advisory Securities, LLC
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Deutsche Bank Securities INC.
Alex. Brown & Sons IncorporatedBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.