Michael Mulhaul
Michael Mulhaul is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Shrewsbury, NJ, with 43 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1040 Broad Street, Suite 301, Shrewsbury, NJ, 07702
Get directionsHistory
Regulatory History (7)
Customer Dispute
November 2008Customer Dispute
October 2005Customer Dispute
January 2001Customer Dispute
October 1998Regulatory
September 1995Customer Dispute
March 1991Employment Separation After Allegations
October 1984Other Business Activities
Michael is a board member of the Kiwanis New Jersey District Foundation, dedicating minimal time per quarter. He is also the Vice President of Kiwanis International, dedicating a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.Broker
Josephthal & CO., INC.Broker
Dean Witter Reynolds INC.Broker
Moore & Schley, Cameron & CO.Broker
Moore & Schley Municipals, INC.Broker
Marvest Securities, INC.Broker
Bevill, Bresler & Schulman IncorporatedBroker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.