Charles Werckenthien
Charles Werckenthien is a ChFC-designated registered investment advisor at Securestate, based in Pendleton, IN, with 35 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 276 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.25% |
| $400K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.30% |
| $2.0M - $5.0M | 0.25% |
| $5M+ | 0.10% |
Fee Estimator
Location
100 S Main St., Pendleton, IN, 46064
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is the Owner, President, and Financial Advisor of SecurEstate Financial Services, dedicating about three-quarters of his time to investment advice, asset management, and financial planning. He is also a licensed agent for fixed annuity and life insurance sales, spending minimal time on this activity.
Employment History
Current Registrations
Securestate
Private Client Services, LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Capital Analysts, IncorporatedBroker
Franklin Financial Services CorporationBroker
American General Securities IncorporatedBroker
American Capital Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.