Eric Williams is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Pendleton, IN, with 42 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One Plaza Dr, Ste 12, Pendleton, IN, 46064
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric owns 100% of Williams Financial LLC, dedicating full-time hours to the business. He also serves as a personal representative for his mother and executor for his cousin's estate, dedicating minimal time to these roles.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Charles Werckenthien, ChFCSecurestate
- Lauren Werckenthien, CFPSecurestate
- Dustin Pennington, CFPEdward Jones