TrueAdvisor
TrueAdvisor
DP
DP

Daniel Peters

Ameriprise Financial Services, LLC
45 Years of Experience
Reno, NV
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Daniel Peters is a registered investment advisor at Ameriprise Financial Services, LLC, based in Reno, NV, with 45 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5520 Kietzke Ln Ste 430, Reno, NV, 89511

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2010
Customer Dispute
July 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2019 - Present · 7 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
September 2010 - January 2019 · 8 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
September 2010 - January 2019 · 8 yrs 4 mos
Wells Fargo Advisors, LLCBroker
July 2003 - October 2010 · 7 yrs 3 mos
Wells Fargo Advisors, LLC
July 2003 - October 2010 · 7 yrs 3 mos
Prudential Securities Incorporated
February 2001 - July 2003 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
December 2000 - July 2003 · 2 yrs 7 mos
Dain Rauscher IncorporatedBroker
March 1998 - December 2000 · 2 yrs 9 mos
Dain Rauscher IncorporatedBroker
August 1994 - March 1998 · 3 yrs 7 mos
Everen Securities, INC.Broker
September 1990 - September 1994 · 4 yrs
Bateman Eichler, Hill Richards, IncorporatedBroker
June 1989 - September 1990 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
September 1981 - July 1989 · 7 yrs 10 mos
State Registrations9 states
AZCACOFLMINVOHTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Reno, NV →All financial advisors in Nevada →