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Brandon Harris

30 Years of Experience
Reno, NV
1 DisclosureBroker

Brandon Harris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Reno, NV, with 30 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5520 Kietzke Ln Ste 430, Reno, NV, 89511

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History

Regulatory History (1)
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Customer Dispute
September 2009
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2008 - April 2021 · 12 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
July 2008 - April 2021 · 12 yrs 9 mos
Wachovia Securities, LLC
January 2008 - July 2008 · 6 mos
Wachovia Securities, LLCBroker
January 2008 - July 2008 · 6 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - January 2008 · 5 yrs 7 mos
A. G. Edwards & Sons, INC.
June 2002 - January 2008 · 5 yrs 7 mos
Prudential Securities Incorporated
December 1998 - June 2002 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
November 1998 - June 2002 · 3 yrs 7 mos
M.L. Stern & CO. INC.Broker
April 1995 - November 1998 · 3 yrs 7 mos
State Registrations10 states
AZCACOFLLAMNNCNVORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.