BH
BH

Brandon Harris

31 Years of Experience
Reno, NV
1 DisclosureBroker

Brandon Harris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Reno, NV, with 31 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5520 Kietzke Ln Ste 430, Reno, NV, 89511

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2008 - April 2021 · 12 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2008 - April 2021 · 12 yrs 9 mos
Wachovia Securities, LLCBroker
January 2008 - July 2008 · 6 mos
Wachovia Securities, LLC
January 2008 - July 2008 · 6 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - January 2008 · 5 yrs 7 mos
A. G. Edwards & Sons, INC.
June 2002 - January 2008 · 5 yrs 7 mos
Prudential Securities Incorporated
December 1998 - June 2002 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
November 1998 - June 2002 · 3 yrs 7 mos
M.L. Stern & CO. INC.Broker
April 1995 - November 1998 · 3 yrs 7 mos
State Registrations10 states
AZCACOFLLAMNNCNVORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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