AS
AS
Anthony Stedem
44 Years of Experience
Colorado Springs, CO
1 DisclosureBroker
Anthony Stedem is a registered investment advisor at Raymond James & Associates, INC., based in Colorado Springs, CO, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
102 North Cascade Avenue, Suite 600, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
January 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2005 - January 2018 · 13 yrs
Wells Fargo Clearing Services, LLCBroker
January 2005 - January 2018 · 13 yrs
UBS Financial Services INC.
March 1999 - February 2005 · 5 yrs 11 mos
UBS Financial Services INC.Broker
January 1999 - February 2005 · 6 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
January 1996 - January 1999 · 3 yrs
Prudential Securities IncorporatedBroker
June 1983 - January 1996 · 12 yrs 7 mos
Columbine Securities, INC.Broker
December 1981 - June 1983 · 1 yr 6 mos
Transnational Securities INC.Broker
October 1981 - January 1983 · 1 yr 3 mos
State Registrations14 states
CACOFLKSMEMNMONENMNVORPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.