JC
JC

John Cirocco

44 Years of Experience
Purchase, NY
1 DisclosureBroker

John Cirocco is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1998
Pending
Employment History
Current Registrations
Morgan Stanley
June 2025 - Present · 11 mos
Morgan StanleyBroker
June 2025 - Present · 11 mos
Previous Registrations
UBS Financial Services INC.
February 2017 - July 2025 · 8 yrs 5 mos
UBS Financial Services INC.Broker
September 2000 - July 2025 · 24 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1981 - September 2000 · 19 yrs
State Registrations31 states
AZCACOCTDCDEFLGAIAILLAMAMDMIMNNCNHNJNMNVNYOHORPARISCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.