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John Lisowski

Stifel, Nicolaus & Company, Incorporated
44 Years of Experience
Pittsburgh, PA
2 DisclosuresBroker
View SEC Summary
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John Lisowski is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Pittsburgh, PA, with 44 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 Liberty Avenue, Suite 1100, Pittsburgh, PA, 15222

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2018
Award / Judgment
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - Present · 19 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2007 - Present · 19 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Ryan Beck & CO.
August 2005 - July 2007 · 1 yr 11 mos
Ryan Beck & CO.Broker
April 2002 - July 2007 · 5 yrs 3 mos
Gruntal & CO., L.L.C.Broker
December 2001 - May 2002 · 5 mos
UBS Painewebber INC.Broker
January 1995 - December 2001 · 6 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1991 - January 1995 · 3 yrs 10 mos
Advest, INC.Broker
March 1985 - April 1991 · 6 yrs 1 mo
Dean Witter Reynolds INC.Broker
September 1981 - February 1985 · 3 yrs 5 mos
State Registrations15 states
AZCOFLINMAMDNCNMNYOHPATXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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